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STIKEMAN ELLIOTT LLP |
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Registration Reform
In Canada: USEFUL LINKS National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP and consequential amendments to related instruments, policies and forms are available on the Ontario Securities Commission website and are available individually on the Alberta Securities Commission website. Official website of Registration Reform Project. IIROC Dealer Member Rule Amendments to Implement the CSA’s Registration Reform Project Proposed amendments to MFDA Rules and Policies relating to Client Relationship Model proposals. Autorité des marchés financiers (Quebec). |
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