Consolidated list of local prospectus and registration exemptions published by the CSA

May 22, 2015

The CSA has published a comprehensive list of all local prospectus and registration exemptions available in Canada as of May 21, 2015.  While NI 45-106 Prospectus Exemptions and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations harmonize most of the prospectus and registration exemptions available in Canada, there are certain local exemptions available in certain provinces only.  These exemptions are typically effected by way of a local rule or blanket order, or in some cases, by statute or regulation.  CSA Staff Notice 45-304 (Revised) is a convenient and comprehensive resource for identifying these local exemptions.

For further information, please see CSA Staff Notice 45-304 (Revised).

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