MFDA proposes enhanced client reporting requirements

June 18, 2014

The Mutual Fund Dealers Association of Canada recently released proposed amendments to its rules aimed at harmonizing these with enhanced CSA client reporting requirements adopted last year.

Among other things, the proposed changes address issues related to client reporting and trade confirmations. As we previously discussed, IIROC also adopted amendments to its Dealer Member Rules for the same purpose earlier last month. Comments on the proposal are being accepted until September 10, 2014.

DISCLAIMER: This publication is intended to convey general information about legal issues and developments as of the indicated date. It does not constitute legal advice and must not be treated or relied on as such. Please read our full disclaimer at

Stay in Touch with Knowledge Hub